SEC Approves Stronger Safeguards to Protect Clients’ Assets Controlled by Investment Advisers

{ Posted on Dec 16 2009 by SEC.gov Updates: Press Releases }
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The Securities and Exchange Commission today adopted rules designed to substantially increase the protections for investors who turn their money and securities over to an investment adviser registered with the SEC. The new rules provide safeguards where there is a heightened potential for fraud or theft of client assets.
This entry was posted on Wednesday, December 16th, 2009 at 6:24 pm and is filed under All, SEC.gov Updates. You can follow any responses to this entry through the RSS 2.0 feed. You can skip to the end and leave a response. Pinging is currently not allowed.

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