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SEC Proposes Ban on Naked Access

{ Posted on Jan 13 2010 by Financetech - All Stories }

Tags : Banking, Finance, Financetech, Investing
Categories : All, Financetech

The Securities and Exchange Commission voted unanimously today to propose a rule effectively banning naked access and requiring additional risk, compliance and regulatory measures for broker-dealers providing market access.

This entry was posted on Wednesday, January 13th, 2010 at 3:43 pm and is filed under All, Financetech. You can follow any responses to this entry through the RSS 2.0 feed. You can skip to the end and leave a response. Pinging is currently not allowed.